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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 10, 2009

 

     

SPAR Group, Inc

     

(Exact Name of Registrant as Specified in Charter)

 
 
Delaware 0-27824 33-0684451

(State or Other Jurisdiction of Incorporation)

(Commission File No.)

(IRS Employer Identification No.)

   
   

560 White Plains Road, Suite 210, Tarrytown, New York

  

  

10591

(Address of Principal Executive Offices)

(Zip Code)

 
                 
Registrant’s telephone number, including area code: (914) 332-4100
     
            
(Former Name or Former Address, if Changed Since Last Report)


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 

 

Item 8.01.

Other Events.

 

On November 10, 2009, we, SPAR Group, Inc. (“we” or the “Registrant”), issued a press release (the “Release”) announcing a public conference call for our shareholders and others in which management will discuss our financial results for the third quarter ended September 30, 2009, and provide those on the call with an update respecting our current operations and growth strategies. A copy of the Release is attached to this Current Report on Form 8-K (the “Report”) as Exhibit 99.1, and is hereby incorporated herein by reference.

 

Information Not “Filed”

 

The information in Item 8.01 of this Report and the Release attached as Exhibit 99.1, and any information that may be conveyed in such conference call, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section. It shall not be deemed incorporated by reference in any filing by us under the Securities Act of 1933, as amended (the “Securities Act”), except as shall be expressly set forth by specific reference in such a filing.

 

Forward Looking Statements

 

Statements contained in this Report and the attached Release, and any statements that may be made in such conference call, include “forward-looking statements” within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act, including (without limitation) the statements relating to acquisitions, strategies and updates. You also can identify forward-looking statements by our use of terms such as “may”, “will”, “expect”, “intend”, “believe”, “estimate”, “anticipate”, “continue” or similar words or variations or negatives of those words. Forward-looking statements involve known and unknown risks, uncertainties and other factors that could cause our actual achievements, business, performance, prospects and results, whether expressed or implied by such forward-looking statements, to fail to occur or be realized or to be less than expected. Although such forward-looking statements are generally based upon our plans, intentions and estimates, which we believe reasonable, we cannot assure you that our plans, intentions or estimates will be achieved in whole or in part, that we have identified all potential risks, or that we can successfully avoid or mitigate such risks in whole or in part. You should not place undue reliance on our forward-looking statements because the matters they describe are subject to known and unknown risks, uncertainties and other unpredictable factors, many of which are beyond our control. All forward-looking statements attributable to us or persons acting on our behalf are expressly qualified by all such risk factors and other cautionary statements.

 

You should carefully review the risk factors described in our annual and quarterly reports and other filings under the Exchange Act and Securities Act and any other cautionary statements contained or incorporated by reference therein. However, please note that new risks and uncertainties arise from time to time, and it is impossible for us to predict these matters or how they may arise or affect us. We do not intend or promise, and we expressly disclaim any obligation, to update or revise any forward-looking statements or risk factor (in whole or in part), whether as a result of new information, future events or otherwise, except as and to the extent required by applicable law.

 

Item 9.01.

Financial Statements and Exhibits.

 

(a)

Exhibits:

 

 

99.1

Press Release of the Registrant dated November 10, 2009, as attached hereto.

 

 


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

SPAR Group, Inc.

 

Date:

November 10, 2009

  

 

By:

/s/ James R. Segreto    
James R. Segreto, Chief Financial Officer

 

 


EXHIBIT INDEX

 

 

Exhibit

Number

Description

 

99.1

Press Release of the Registrant dated November 10, 2009, as attached hereto.

 

Exhibit 99.1

 

SPAR Group, Inc.

Announces 2009 Third Quarter Financial Results and Shareholder Update Conference Call

 

TARRYTOWN, NY--(11/10/09) - SPAR Group, Inc. (NASDAQ: SGRP) (the “Company” or “SGRP”) a leading supplier of retail merchandising and other marketing services throughout the United States and internationally, today announced that Gary Raymond, President and Chief Executive Officer, and Jim Segreto, Chief Financial Officer, will host a conference call on Tuesday, November 17, 2009, at 4:15 p.m. Eastern Standard Time. During the call management will discuss the company’s 2009 third quarter financial results and update shareholders on current operations and growth strategy going forward.

 

Conference Call Details:

Date:

Tuesday, November 17, 2009

Time:

4:15 p.m. EST

Dial In-Number:

1-877-941-8418

International Dial-In Number: 1-480-629-9809

 

 

It is recommended that participants dial in approximately 5 to 10 minutes prior to the start of the 4:15 p.m. call. A telephonic replay of the conference call may be accessed approximately two hours after the call through November 24, 2009, by dialing 1-800-406-7325 or 1-303-590-3030 for international callers and entering the replay access code 4183218.

 

There will also be a simultaneous audio feed and archived recording of the conference call available at http://www.sparinc.com under the “Investor Relations” menu section and “News Releases” sub-menu of the website.

 

About SPAR Group

SPAR Group, Inc. is a diversified international merchandising and marketing services company and provides a broad array of services worldwide to help companies improve their sales, operating efficiency and profits at retail locations. SPAR Group provides product services, project services, in-store events, radio frequency identification (“RFID”), technology services and marketing research covering all product and trade classifications, including mass market, drug store, convenience store and grocery chains. Product services include product additions, placement, reordering, replenishment, labeling, evaluation and deletions, and project services include seasonal and special product promotions, product recalls and complete setups of departments and stores. The company operates throughout the United States and internationally in 12 of the most populated countries, including China and India. For more information, visit the SPAR Group’s Web site at www.sparinc.com.

 

Certain statements in this news release and such conference call are forward-looking, including (without limitation) growing revenues and profits through acquisitions, attracting new business that will increase SPAR Group’s revenues, continuing to maintain costs and consummating any transactions. Undue reliance should not be placed on such forward-looking statements because the matters they describe are subject to known and unknown risks, uncertainties and other unpredictable factors, many of which are beyond the company’s control. The company’s actual results, performance and trends could differ materially from those indicated or implied by such statements as a result of various factors, including (without limitation) the continued strengthening of SPAR Group’s selling and marketing functions, continued customer satisfaction and contract renewal, new product development, continued availability of capable dedicated personnel, continued cost management, the success of its international efforts, success and availability of acquisitions, availability of financing and other factors, as well as by factors applicable to most companies such as general economic, competitive and other business and civil conditions. Information regarding certain of those and other risk factors and cautionary statements that could affect future results, performance or trends are discussed in SPAR Group’s most recent annual report on Form 10-K, quarterly reports on Form 10-Q, and other filings made with the Securities and Exchange Commission from time to time. All of the company’s forward-looking statements are expressly qualified by all such risk factors and other cautionary statements.

 

For more information, contact:

James R. Segreto

SPAR Group, Inc.

(914) 332-4100

 

Investors:

Alan Sheinwald

Alliance Advisors, LLC

(914) 669-0222

asheinwald@allianceadvisors.net